Vanguard to pay $106 million in SEC accord

State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.
Iowa has joined a $106 million dollar settlement with Vanguard over big tax bills for investors
The settlement stems from a three-year multi-state task force investigation coordinated through the North American Securities Administrators Association’s Enforcement Section Committee.
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for allegedly misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds in taxable accounts,
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The fine of $106.41 million will be distributed to harmed investors,
Vanguard takes steps to convince the government it’s not too powerful
The FDIC director says a new "passivity agreement" with Vanguard is a victory over "the concentration of power in a few ...
2 Magnificent Vanguard ETFs I'm Buying and Holding for Decades
While all ETFs are different, there are two Vanguard funds I personally own and plan to continue buying for decades. An S&P ...
Arkansas party in $106 million settlement with Vanguard
Arkansans who invested in Vanguard retirement funds are in line to be repaid for some losses, the Arkansas Securities Department announced Friday. Arkansas joined the U.S. Securities and Exchange ...
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State of Wisconsin joins $106 million Vanguard multi-state settlement
The Wisconsin Department of Financial Institutions has joined other states in a $106 million settlement with Vanguard Marketing Corporation, a company that has allegedly failed at supervising ...
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After Lagging Its Benchmark Last Year, Can Vanguard VWENX Bounce Back and Outperform in 2025?
When it comes to index investing, investors really don’t have to look much further than the Vanguard family of funds. Founder ...
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Malvern-Based Vanguard Pens Agreement to Address Concerns Over Growing Too Powerful
Malvern-based Vanguard Group signed an agreement with the Federal Deposit Insurance Corporation to address concerns over ...