A lawyer in the case says his legal team was able to present text messages showing a Stifel wealth manager had been touting complex structured notes as low-risk investments.

Credits or deductions for renovations, repairs or energy-efficient upgrades are available — but clients often need reminders and professional help to get them.

This past week was no different. Scroll down for a list of some of the biggest advisor and executive moves in recent days.

Merrill's digital match program is finding client growth by using an algorithm to pair clients and advisors largely based on ...

Regulators say Invesco felt pressure to overstate its investment support for environmental, social and governance causes for ...

The criticism from the largest brokerages, investment banks and asset managers runs the other way from that of planners who ...

Most women clients seek financial advisor referrals from other women. That was among the findings of a recent report from ...

Edward Jones' 2024 winning streak continues. In the third quarter, the firm's advisor headcount expanded and its net revenue ...

Michael Kitces recently warned advisors about AI developers who promise their decision-making algorithm can beat the market.

A judge's opinion is likely to be cited in scores of arbitration cases in which ex-advisors say they are still owed money ...

As Donald Trump returns to the White House, what changes can seniors — and their advisors — expect to America's oldest social ...

Of all the social networks, LinkedIn may be the trickiest combination of social and professional. Here's how financial ...