South Carolina Senator Tim Scott is out with new legislation that would force the SEC Chair to appear before Congress ...

The Dallas-based landlord that is active in the Phoenix housing rental market has reached a settlement with the FTC related ...

Lawmakers from both major parties in the House of Representatives on Tuesday renewed their attacks on Wall Street's chief ...

A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

The U.S. Securities and Exchange Commission alleges Anthem Hayek Blanchard defrauded investors of over $5 million.

Per the Securities and Exchange Commission, Barry Siegel shorted the sneaker and apparel brand’s stock twice, once while he ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

A Republican commissioner at the Securities and Exchange Commission (SEC) offered a searing critique of the agency’s work ...

The regulator also highlighted factors that led to one firm receiving no civil penalty.

The U.S. Securities and Exchange Commission charged a former Foot Locker executive on Tuesday with insider trading, saying he ...